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For people who invest directly in individual accounts (including IRAs and rollovers); in joint, brokerage, college savings, or small-business accounts; or in annuities.
For people who invest through their employer in a Vanguard 401(k), 403(b), or other retirement plan.
For retirement plan sponsors, consultants, and nonprofit representatives.
For broker-dealers, registered investment advisors, and trust or bank brokerage professionals.
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Move brokerage assets from your employer-sponsored retirement plan to a Vanguard IRAŽ. To transfer brokerage securities in-kind, a Vanguard Brokerage In-Kind Account Transfer Form should be sent in addition to these rollover request forms.
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Move assets from your employer-sponsored retirement plan, or from an IRA that you hold at another institution, to a Vanguard IRAŽ. (This kit cannot be used to move brokerage assets).
Special notice to non-U.S. investors
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