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Open a retirement account
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Roth IRA Conversion Kit

Convert your traditional, SEP, or SIMPLE IRA to a Vanguard® Roth IRA.


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Roth IRA Conversion Kit for Brokerage Accounts

Convert your traditional, SEP-IRA, or SIMPLE IRA to a Vanguard® Roth IRA.


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Personal IRAs    
Disclosure Statement and Custodial Account Agreement for Vanguard Traditional, Roth, and SEP-IRAs

The Disclosure Statement and Custodial Account Agreement describe the general requirements and features of both the Vanguard traditional IRA and Roth IRA. This Disclosure Statement is provided in accordance with IRS regulations.


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IRA Annual Notice Letter

Annual IRA tax withholding letter with both Tax charts State specific and non State specific.


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Open an IRA

Learn about and open a Vanguard® traditional or Roth IRA.


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Roll over a 401(k)    
(VBA) Vanguard Brokerage Account Rollover IRA Kit

For upgraded Vanguard Brokerage Account clients ... Move brokerage assets from your employer-sponsored retirement plan to a Vanguard IRA®.


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Small business    
403(b)(7) Individual Custodial Account Agreement

This document details the terms and conditions of the Vanguard 403(b)(7) Individual Custodial Account.


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403(b)(7) Individual Custodial Account Agreement (for Employees)

This kit details the rules for establishing and running a 403(b)(7) account.


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403(b)(7) Information Sharing Agreement

Employers and plan sponsors can use this form to comply with the information sharing requirements related to contract exchanges.


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403(b)(7) Plan Authorization Form Kit

Employers/administrators can use this kit to assign or change plan roles, or request online account access. This kit also contains the 403(b)(7) Information Sharing Agreement, Service Program Description, and Individual Custodial Account Agreement.


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403(b)(7) Retirement Plan (for Employers)

If your organization is not-for-profit, open a 403(b)(7) retirement plan with this kit. After you do so, employees can open individual custodial accounts.


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403(b)(7) Service Program Description

This form describes the roles and responsibilities of the employer and Vanguard, as well as the options and services available through Vanguard's 403(b)(7) program.


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Form 5305 SEP-IRA Contribution Agreement

Employers use this form to make an agreement to provide benefits to all eligible employees under a simplified employee pension (SEP).


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Form 5305-SIMPLE - for Use With a Designated Financial Institution

Form 5305-SIMPLE is a model Savings Incentive Match Plan for Employees of Small Employers (SIMPLE) plan document that an employer may use in combination with SIMPLE IRAs to establish a SIMPLE IRA plan.


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Individual 401(k) Basic Plan Document Kit

The Basic Plan Document describes the general requirements and features of the Vanguard® Individual 401(k) Plan.


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Individual 401(k) New Account (Employee) Kit

Employees should use this form to open a Vanguard® Individual 401(k) Plan.


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Individual 401(k) New Plan Kit

Use this kit to open a Vanguard® Individual 401(k) Plan.


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Invest now for your retirement brochure kit

This brochure explains the importance of retirement investing, how to create a plan to help you reach your retirement savings goals, and reviews the types of retirement accounts that Vanguard offers individual investors and small business owners.


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Retirement Plan Semi Annual Notice letter- State Specific
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Retirement Plan Semi Annual Notice Letter- Non-State Specific
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SEP-IRA Disclosure Statement and Custodial Account Agreement

Learn about the general requirements and features of a SEP-IRA.


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SEP-IRA Kit

This kit provides everything an employer needs to establish a SEP-IRA Plan at Vanguard and allows an employee to enroll in their employer's SEP-IRA.


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SEP-IRA New Account Form

Use this form to enroll in your employer's SEP-IRA plan.


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SIMPLE IRA Disclosure Statement and Custodial Account Agreement

Learn about the general requirements and features of a SIMPLE IRA.


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SIMPLE IRA Employee kit

Open a SIMPLE IRA if your employer has already established a Vanguard® SIMPLE IRA plan.


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SIMPLE IRA Employer Kit

Establish a Vanguard® SIMPLE IRA retirement plan for yourself and eligible employees.


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Vanguard Retirement Investment Program - Pooled

Open a Vanguard® Retirement Investment Program for a Pooled Plan.


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Transfer an account    
Transfer an account to Vanguard

Move assets from an IRA at another financial institution to a new or existing Vanguard IRA®.


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