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Roth IRA Conversion Kit

Convert your traditional, SEP, or SIMPLE IRA to a Vanguard® Roth IRA.


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Roth IRA Conversion Kit for Brokerage Accounts

Convert your traditional, SEP-IRA, or SIMPLE IRA to a Vanguard® Roth IRA.


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Personal IRAs    
Disclosure Statement and Custodial Account Agreement for Vanguard® Traditional, Roth, and SEP-IRAs

The Disclosure Statement and Custodial Account Agreement describe the general requirements and features of both the Vanguard traditional IRA and Roth IRA. This Disclosure Statement is provided in accordance with IRS regulations.


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IRA kit

Learn about and open a Vanguard® traditional or Roth IRA.


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Opening a Retirement Brokerage Account kit

Learn about Vanguard Brokerage Services® and open a self-directed traditional, Roth, SEP, or rollover IRA, or move an existing IRA to Vanguard.


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Small business    
403(b)(7) Individual Custodial Account Agreement

This document details the terms and conditions of the Vanguard 403(b)(7) Individual Custodial Account.


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403(b)(7) Individual Custodial Account Agreement (for Employees)

This kit details the rules for establishing and running a 403(b)(7) account.


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403(b)(7) Information Sharing Agreement

Employers and plan sponsors can use this form to comply with the information sharing requirements related to contract exchanges.


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403(b)(7) Plan Authorization Form Kit

Employers/administrators can use this kit to assign or change plan roles, or request online account access. This kit also contains the 403(b)(7) Information Sharing Agreement, Service Program Description, and Individual Custodial Account Agreement.


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403(b)(7) Retirement Plan (for Employers)

If your organization is not-for-profit, open a 403(b)(7) retirement plan with this kit. After you do so, employees can open individual custodial accounts.


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403(b)(7) Service Program Description

This form describes the roles and responsibilities of the employer and Vanguard, as well as the options and services available through Vanguard's 403(b)(7) program.


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Form 5305 SEP-IRA Contribution Agreement

Employers use this form to make an agreement to provide benefits to all eligible employees under a simplified employee pension (SEP).


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Form 5305-SIMPLE - for Use With a Designated Financial Institution

Form 5305-SIMPLE is a model Savings Incentive Match Plan for Employees of Small Employers (SIMPLE) plan document that an employer may use in combination with SIMPLE IRAs to establish a SIMPLE IRA plan.


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Individual 401(k) New Account Form (Employee)

Employees should use this form to open a Vanguard® Individual 401(k) Plan.


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Individual 401(k) New Plan Kit

Use this kit to open a Vanguard® Individual 401(k) Plan.


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Individual 401(k) Plan Document

The Plan document describes the general requirements and features of the Vanguard® Individual 401(k) Plan.


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SEP-IRA Disclosure Statement and Custodial Account Agreement

Learn about the general requirements and features of a SEP-IRA.


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SEP-IRA Kit

This kit provides everything an employer needs to establish a SEP-IRA Plan at Vanguard and allows an employee to enroll in their employer's SEP-IRA.


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SEP-IRA New Account Form

Use this form to enroll in your employer's SEP-IRA plan.


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SIMPLE IRA Disclosure Statement and Custodial Account Agreement

Learn about the general requirements and features of a SIMPLE IRA.


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SIMPLE IRA Employee kit

Open a SIMPLE IRA if your employer has already established a Vanguard® SIMPLE IRA plan.


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SIMPLE IRA Employer Kit

Establish a Vanguard® SIMPLE IRA retirement plan for yourself and eligible employees.


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Vanguard Retirement Investment Program - Pooled

Open a Vanguard® Retirement Investment Program for a Pooled Plan.


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Roll over a 401(k)    
Brokerage Rollover to IRA kit

Move brokerage assets from your employer-sponsored retirement plan to a Vanguard IRA®. To transfer brokerage securities in-kind, a Vanguard Brokerage In-Kind Account Transfer Form should be sent in addition to these rollover request forms.


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Rollover IRA kit

Move assets from your employer-sponsored retirement plan, or from an IRA that you hold at another institution, to a Vanguard IRA®. (This kit cannot be used to move brokerage assets).


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Transfer an IRA    
Brokerage In-Kind Account Transfer Kit

Use this form to transfer most types of retirement and nonretirement assets from another financial firm to your Vanguard brokerage account.


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IRA Asset Transfer kit

Move assets from an IRA at another financial institution to a new or existing Vanguard IRA®.


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