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Brokerage Option Application and Agreement

Request option trading for your Vanguard Brokerage Services® account. Before conducting option trading, you must obtain approval from Vanguard Brokerage Services.


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Commission and Fee Schedules for Vanguard Brokerage Services

Review current commission rates and fee schedules for Vanguard Brokerage Services® accounts.


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FundAccess Brochure and Fund Listing

FundAccess®, available through Vanguard Brokerage Services®, is your gateway to thousands of mutual funds. This brochure gives instructions on how to use this service, answers FAQs, and provides a list of funds available through FundAccess.


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Letter of Authorization to Deposit Stock and Bond Certificates

Use this form when the registration (name or names) on a stock or bond certificate doesn't match the registration on the Vanguard® Brokerage account.


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Personal    
Account Registration form

Open a new nonretirement Vanguard mutual fund account.


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Brokerage In-Kind Account Transfer Kit

Use this form to transfer most types of retirement and nonretirement assets from another financial firm to your Vanguard brokerage account.


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In-Kind Transfer Authorization Kit

Transfer Vanguard® fund shares currently held at another institution to an account held directly at Vanguard. Your current custodial institution may require you to obtain a signature guarantee before releasing the shares to Vanguard.


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Net unrealized appreciation: How you may save on stock transfers

Thinking of transferring company stock from your employer-sponsored retirement plan to an account in your name? Find out if the net unrealized appreciation strategy is right for you and your tax situation.


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Opening a Nonretirement Brokerage Account kit

Learn about Vanguard Brokerage Services® and open almost any type of brokerage nonretirement account.


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Vanguard Brokerage Account Agreement

This Vanguard Brokerage Account Agreement contains important terms and conditions that apply to your Vanguard Brokerage Account.


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Trust    
Account Registration Form - Trust Only

Open a new nonretirement Vanguard® mutual fund trust account.


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Opening a Nonretirement Brokerage Trust Account Kit

Learn about Vanguard Brokerage Services® and open a brokerage nonretirement trust account.


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Business or organization    
Account Registration Form - Business or Organization Only

Open a new nonretirement Vanguard mutual fund account


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Organization Resolution

Authorize an organization's officers and others to conduct transactions on the organization's Vanguard accounts. May also be used to identify authorized persons for an organization serving as an agent on other shareholder's accounts.


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