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| Business or organization |
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(VBA) Application for Organizations to Remove Brokerage Account Restrictions
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Use this form to remove the Provisional VBA restriction from nonretirement accounts. |
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(VBA) Nonretirement Upgrade from a Mutual Fund Account to a Brokerage Account Application Kit
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This digital form is used to transition an existing non-retirement mutual fund account to a identically registered Vanguard Brokerage Account. Required: Mutual fund account numbers, account owner personal information. |
Application for Single-Member Limited Liability Company (SMLLC)
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This digital form is used to open a brokerage account for a single-member LLC and takes ~20 minutes to fill out. Required: The tax ID used for the organization's tax reporting, supporting documents for the organization and its authorized signers. |
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Authorized Entity Waiver Request
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Use this process if you are seeking a waiver to the requirement for your authorized entity's where authorized traders provide their personally identifiable information when they perform trades for the account owner identified. |
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Open an Account for Organizations
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This digital form is used to open a new organization account or transition an existing organization mutual fund only account to an identically registered brokerage account. Required: Supporting documents for the organization and the authorized signers. |
Organization Resolution
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Authorize designated individuals to conduct transactions on the organization's Vanguard retail accounts. Also used to identify individuals authorized to act on behalf of another person's account when the organization is serving as an agent or trustee. |
Vanguard Cash Plus Account Application for Organizations
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Use this application to open a cash plus account for an organization. |
| Additional forms |
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Apply for Margin or Option Trading
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Use this process to request margin or option trading for your Vanguard Brokerage Account. Please allow 5-7 business days for processing after we receive your form. |
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Commission and Fee Schedules for Vanguard Brokerage Services
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Review current commission rates and fee schedules for Vanguard Brokerage Services® accounts. |
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Margin Investing Guide
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Please read this margin investing guide to see if having margin in your portfolio is right for you. |
| Personal |
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(VBA) Nonretirement Application to Remove Brokerage Account Restrictions
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Use this form to remove the Provisional VBA restriction from nonretirement accounts. |
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(VBA) Nonretirement Upgrade from a Mutual Fund Account to a Brokerage Account Application Kit
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This digital form is used to transition an existing non-retirement mutual fund account to a identically registered Vanguard Brokerage Account. Required: Mutual fund account numbers, account owner personal information. |
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(VBA) Vanguard Brokerage Account Agreement
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For upgraded Vanguard Brokerage Account clients. This Vanguard Brokerage Account Agreement contains important terms and conditions that apply to your Vanguard Brokerage Account. |
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Irrevocable Stock or Bond Power
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Use this process to authorize the deposit, transfer, or sale of stocks or bonds for which Vanguard has received certificates that are either unsigned or not signed correctly. Please allow 5-7 business days for processing after we receive your form. |
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Open a Vanguard Nonretirement Account
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Use this process to open a new Vanguard Brokerage Account for individuals or trusts. Please allow 5-7 business days for processing after we receive your form. |
| Trust |
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(VBA) Nonretirement Upgrade from a Mutual Fund Account to a Brokerage Account Application Kit
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This digital form is used to transition an existing non-retirement mutual fund account to a identically registered Vanguard Brokerage Account. Required: Mutual fund account numbers, account owner personal information. |
Remove the Restriction from your VBA Nonretirement Account
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Use this process to remove the Provisional VBA restrictions from Estate or Trust accounts. |
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Vanguard Brokerage Account Application for Estates
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Use this process to open a new Vanguard Brokerage Account for Estates. Please allow 5-7 business days for processing after we receive your form. |
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Vanguard Brokerage Account Application for Trusts
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This digital form is used to open a new trust account or transition an existing trust mutual fund only account to an identically registered brokerage account. Required: Trust information, trustee information, trust documents or certification of trust. |
Vanguard Cash Plus Account Application for Trusts
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Use this process to open a cash plus account for a trust. |