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(VBA) Application for Organizations to Remove Brokerage Account Restrictions
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Use this form to remove the Provisional VBA restriction from nonretirement accounts. |
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(VBA) Nonretirement Upgrade from a Mutual Fund Account to a Brokerage Account Application Kit
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Use this process to move your Vanguard mutual fund nonretirement account assets into a new, like-registered Vanguard Brokerage Account. Please allow 5-7 business days for processing after we receive your form. |
Application for Single-Member Limited Liability Company (SMLLC)
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Use this application to open a brokerage account for a single-member LLC or transition your existing SMLLC mutual fund account to a new brokerage account to invest in Vanguard mutual funds and ETFs(exchange traded funds) as well as other securities. |
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Authorized Entity Waiver Request
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Use this process if you are seeking a waiver to the requirement for your authorized entity's where authorized traders provide their personally identifiable information when they perform trades for the account owner identified. |
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Open an Account for Organizations
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Use this process to open a brokerage account for an organization to invest in Vanguard mutual funds, ETFs (exchange-traded funds), and other securities. Please allow 5-7 business days for processing after we receive your form. |
Organization Resolution
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Use this process to authorize, or identify officers and others to transact on, an Organization's account.. Please allow 5-7 business days for processing after we receive your form. |
| Additional forms |
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Apply for Margin or Option Trading
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Use this process to request margin or option trading for your Vanguard Brokerage Account. Please allow 5-7 business days for processing after we receive your form. |
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Commission and Fee Schedules for Vanguard Brokerage Services
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Review current commission rates and fee schedules for Vanguard Brokerage Services® accounts. |
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Margin Investing Guide
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Please read this margin investing guide to see if having margin in your portfolio is right for you. |
| Personal |
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(VBA) Nonretirement Application to Remove Brokerage Account Restrictions
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Use this form to remove the Provisional VBA restriction from nonretirement accounts. |
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(VBA) Nonretirement Upgrade from a Mutual Fund Account to a Brokerage Account Application Kit
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Use this process to move your Vanguard mutual fund nonretirement account assets into a new, like-registered Vanguard Brokerage Account. Please allow 5-7 business days for processing after we receive your form. |
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(VBA) Vanguard Brokerage Account Agreement
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For upgraded Vanguard Brokerage Account clients. This Vanguard Brokerage Account Agreement contains important terms and conditions that apply to your Vanguard Brokerage Account. |
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Irrevocable Stock or Bond Power
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Use this process to authorize the deposit, transfer, or sale of stocks or bonds for which Vanguard has received certificates that are either unsigned or not signed correctly. Please allow 5-7 business days for processing after we receive your form. |
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Open a Vanguard Nonretirement Account
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Use this process to open a new Vanguard Brokerage Account for individuals or trusts. Please allow 5-7 business days for processing after we receive your form. |
| Trust |
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(VBA) Nonretirement Upgrade from a Mutual Fund Account to a Brokerage Account Application Kit
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Use this process to move your Vanguard mutual fund nonretirement account assets into a new, like-registered Vanguard Brokerage Account. Please allow 5-7 business days for processing after we receive your form. |
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Vanguard Brokerage Account Application for Estates
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Use this process to open a new Vanguard Brokerage Account for Estates. Please allow 5-7 business days for processing after we receive your form. |
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Vanguard Brokerage Account Application for Trusts
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Use this process to open a new Vanguard Brokerage Account for trusts. Please allow 5-7 business days for processing after we receive your form. |